|
|
Y shares are only available to certain institutional investors. Please click
here for other share classes
|
The Limited Term Government and Agency Fund seeks high current return consistent with preservation of capital
Portfolio Management
John Hyll Cliff Rowe, CFA
Total Fund Assets (as of 10/31/2011): $476.8 million
Lipper Category: Short-Intermediate U.S. Government Funds
Morningstar Category: Short Government
Primary Benchmark: Barclays Capital US 1-5 Yr Government Bond Index
Goal: Seeks a high current return
- Focuses on securities that are issued or guaranteed by the U.S. government or its agencies
- Emphasizes intermediate-term securities with a yield advantage and relative price stability
- May be suitable for investors seeking a conservative fixed-income portfolio
- Invests at least 80% of assets in investments issued or guaranteed by the U.S. government, its agencies or instrumentalities
- Weighted average duration is generally 2-4 years
- May invest up to 20% of assets in foreign securities, including emerging markets securities
- May invest in mortgage-related securities
- Mutual funds that invest in bonds can lose their value as interest rates rise and bond prices usually fall; investor can lose principal
- High yield securities are subject to a high degree of market and credit risk. In addition, the secondary market for these securities may lack liquidity, which in turn may adversely affect the value of these securities and that of the Fund
- Foreign investments involve special risks including greater economic, political and currency fluctuation risks, which may be even greater in emerging markets
- Securities issued by US Government agencies are not insured, and may not be guaranteed by the US Government
|
FUND FACTS as of 10/31/2011
| Ticker |
| Fund Inception |
| Class Inception |
| CUSIP |
| Minimum Initial Investment1 |
| Gross Expense Ratio2 |
| Net Expense Ratio2 |
| Net Asset Value as of 10/31/2011 |
| 30-Day SEC Yield as of 10/31/2011 | | Unsubsidized 30-Day SEC Yield as of 10/31/2011 |
|
| Ticker |
| Fund Inception |
| Class Inception |
| CUSIP |
| Minimum Initial Investment1 |
| Gross Expense Ratio2 |
| Net Expense Ratio2 |
| Net Asset Value as of 10/31/2011 |
| 30-Day SEC Yield as of 10/31/2011 | | Unsubsidized 30-Day SEC Yield as of 10/31/2011 |
|
| Ticker |
| Fund Inception |
| Class Inception |
| CUSIP |
| Minimum Initial Investment1 |
| Gross Expense Ratio2 |
| Net Expense Ratio2 |
| Net Asset Value as of 10/31/2011 |
| 30-Day SEC Yield as of 10/31/2011 | | Unsubsidized 30-Day SEC Yield as of 10/31/2011 |
| Ticker |
| Fund Inception |
| Class Inception |
| CUSIP |
| Minimum Initial Investment1 |
| Gross Expense Ratio2 |
| Net Expense Ratio2 |
| Net Asset Value as of 10/31/2011 |
| 30-Day SEC Yield as of 10/31/2011 | | Unsubsidized 30-Day SEC Yield as of 10/31/2011 |
| Ticker |
| Fund Inception |
| Class Inception |
| CUSIP |
| Minimum Initial Investment1 |
| Gross Expense Ratio2 |
| Net Expense Ratio2 |
| Net Asset Value as of 10/31/2011 |
| 30-Day SEC Yield as of 10/31/2011 | | Unsubsidized 30-Day SEC Yield as of 10/31/2011 |
| Fact Sheet | | Commentary | | Fund Application | |
|
Unsubsidized 30-day SEC yield is calculated using the gross expenses of the fund. Gross expenses do not include any fee waivers or reimbursement.
Investment return and principal value may fluctuate so that shares, when redeemed, may be worth more or less than their original cost.
Performance data quoted represents past performance and current returns may be higher or lower.
Past performance is no guarantee of future results.
Unlike net expense ratio, gross expense ratio does not reflect any potential reimbursement/waiver of expenses, if any, as stated in the most recent Fund prospectus.
Fund expenses and expense reductions are subject to change. Expense reductions are contractual and are set to expire 4/30/2012. Investors should consult the most
recent prospectus for more detailed information.
Frequent portfolio turnover may result in increased tax liabilities, which will reduce your overall return from the Fund.
|
1 For further detail regarding Minimum Initial Investment, please see the fund prospectus. 2 Unlike net expense ratio, gross expense ratio does not reflect any potential reimbursement/waiver of expenses, if any, as stated in the most recent Fund prospectus. Fund expenses and expense reductions are subject to change. Expense reductions are contractual and are set to expire 1/31/2012. Investors should consult the most recent prospectus for more detailed information. The Barclays Capital 1-5 Year Government Bond Index is an unmanaged, market-weighted index of bonds issued by the U.S. government and its agencies, with maturities between one and five years. Before investing, consider the fund's investment objectives, risks, charges, and expenses. You may obtain a prospectus or a summary prospectus, if available, containing this and other information on this web site. Read it carefully.
|
|
Monthly as of 10/31/2011
| Characteristics |
|
| Number of Issues |
165 |
| Average Maturity |
3.31 |
| Weighted Average Duration |
2.33 |
| Annual Turnover (9/30/2011) |
66% |
| Currency Distribution |
|
| U S Dollars |
100.00% |
| Duration Distribution |
|
| Less than 1 Yr. |
32.64% |
| 1 to 3 Yrs. |
34.75% |
| 3 to 5 Yrs. |
31.52% |
| 5 to 7 Yrs. |
2.13% |
| 7 to 10 Yrs. |
0.96% |
| 10 Yrs. or more |
0.00% |
| Other |
0.00% |
| Cash & Equiv |
-1.99% |
Top Ten Holdings as of 10/31/2011 |
% Assets |
| U S TREASURY NOTES |
7.6% |
| U S TREASURY NOTES |
7.5% |
| FEDERAL NATL MTG ASSN |
3.9% |
| FNMA TBA POOL 15YR 3 |
3.9% |
| FNMA POOL AE0354 |
3.0% |
| FEDERAL HM LN MTG |
2.5% |
| FNMA 2008-86 LA |
2.3% |
| U S TREASURY NOTES |
2.1% |
| FNMA TBA POOL 15YR 3 |
2.1% |
| FHLMC POOL 848575 |
1.9% |
| Total |
37.0% |
|
| Sector Distribution |
|
| MBS |
55.36% |
| US Treasury |
17.25% |
| CMBS |
16.58% |
| US Agency |
11.30% |
| ABS |
1.49% |
| Cash & Equivalents |
-1.99% |
| Country Distribution |
|
| United States |
100.00% |
| Other |
0.00% |
| Maturity Distribution |
|
| Less than 1 Yr. |
13.25% |
| 1 to 3 Yrs. |
30.11% |
| 3 to 5 Yrs. |
39.85% |
| 5 to 7 Yrs. |
16.45% |
| 7 to 10 Yrs. |
2.34% |
| 10 Yrs. or more |
0.00% |
| Other |
0.00% |
| Cash & Equiv |
-1.99% |
| Credit Quality |
|
| Govt/Agency |
82.97% |
| Aaa |
18.27% |
| Aa |
0.75% |
| A |
0.00% |
| Baa |
0.00% |
| Ba |
0.00% |
| B |
0.00% |
| Caa & Lower |
0.00% |
| Not Rated |
0.00% |
| Cash & Equiv |
-1.99% |
|
Credit Quality reflects the highest credit rating assigned to individual holdings of the fund among Moody's, S&P or Fitch; ratings are subject to change. The Fund's shares are not rated by any rating agency and no credit rating for Fund shares is implied. Cash & Equivalents reflects unsettled trades, fees and derivatives. Negative Cash & Equivalents reflects the market value of future trade commitments for the fund. In the Sector, Duration and Maturity distributions, the calculations are based on the specific traits of each security related to that distribution, which can result in variations of the Cash & Equivalents weightings. Due to rounding, quality, maturity, sector, currency, country and duration totals may not equal 100.00%. Before investing, consider the fund's investment objectives, risks, charges, and expenses. You may obtain a prospectus or a summary prospectus, if available, containing this and other information on this web site. Read it carefully.
|
|
Quarterly as of 9/30/2011
| Characteristics |
Fund |
Index |
| Number of Issues |
167 |
659 |
| Average Maturity |
3.03 |
2.61 |
| Weighted Average Duration |
2.08 |
2.47 |
| Annual Turnover (9/30/2011) |
66% |
|
| Currency Distribution |
Fund |
Index |
| U S Dollars |
100.00% |
100.00% |
| Duration Distribution |
Fund |
Index |
| Less than 1 Yr. |
33.35% |
4.84% |
| 1 to 3 Yrs. |
31.92% |
63.31% |
| 3 to 5 Yrs. |
27.17% |
31.85% |
| 5 to 7 Yrs. |
0.71% |
0.00% |
| 7 to 10 Yrs. |
2.25% |
0.00% |
| 10 Yrs. or more |
0.00% |
0.00% |
| Other |
0.00% |
0.00% |
| Cash & Equiv |
4.61% |
0.00% |
Top Ten Holdings as of 9/30/2011 |
% Assets |
| U S TREASURY NOTES |
7.3% |
| U S TREASURY NOTES |
7.2% |
| FNMA TBA POOL 15YR 3 |
3.8% |
| FEDERAL NATL MTG ASSN |
3.7% |
| FNMA POOL AE0354 |
2.9% |
| FEDERAL HM LN MTG |
2.4% |
| FNMA 2008-86 LA |
2.2% |
| U S TREASURY NOTES |
2.0% |
| FHLMC POOL 848575 |
1.9% |
| FEDERAL NATL MTG ASSN |
1.8% |
| Total |
35.1% |
|
| Sector Distribution |
Fund |
Index |
| MBS |
49.81% |
0.00% |
| US Treasury |
18.10% |
80.31% |
| CMBS |
14.10% |
0.00% |
| US Agency |
10.94% |
19.69% |
| ABS |
2.44% |
0.00% |
| Cash & Equivalents |
4.61% |
0.00% |
| Country Distribution |
Fund |
Index |
| United States |
100.00% |
100.00% |
| Other |
0.00% |
0.00% |
| Maturity Distribution |
Fund |
Index |
| Less than 1 Yr. |
14.65% |
1.70% |
| 1 to 3 Yrs. |
29.60% |
62.51% |
| 3 to 5 Yrs. |
33.41% |
35.79% |
| 5 to 7 Yrs. |
15.49% |
0.00% |
| 7 to 10 Yrs. |
2.25% |
0.00% |
| 10 Yrs. or more |
0.00% |
0.00% |
| Other |
0.00% |
0.00% |
| Cash & Equiv |
4.61% |
0.00% |
| Credit Quality |
Fund |
Index |
| Govt/Agency |
78.66% |
100.00% |
| Aaa |
16.73% |
-0.11% |
| Aa |
0.00% |
0.07% |
| A |
0.00% |
0.03% |
| Baa |
0.00% |
0.00% |
| Ba |
0.00% |
0.00% |
| B |
0.00% |
0.00% |
| Caa & Lower |
0.00% |
0.00% |
| Not Rated |
0.00% |
0.00% |
| Cash & Equiv |
4.61% |
0.00% |
|
Credit Quality reflects the highest credit rating assigned to individual holdings of the fund among Moody's, S&P or Fitch; ratings are subject to change. The Fund's shares are not rated by any rating agency and no credit rating for Fund shares is implied. Cash & Equivalents reflects unsettled trades, fees and derivatives. Negative Cash & Equivalents reflects the market value of future trade commitments for the fund. In the Sector, Duration and Maturity distributions, the calculations are based on the specific traits of each security related to that distribution, which can result in variations of the Cash & Equivalents weightings. Due to rounding, quality, maturity, sector, currency, country and duration totals may not equal 100.00%. Before investing, consider the fund's investment objectives, risks, charges, and expenses. You may obtain a prospectus or a summary prospectus, if available, containing this and other information on this web site. Read it carefully.
|
|