|
|
|
The Institutional High Income Fund invests at least 65% of assets in lower-quality, high yielding bonds that the managers believe offer attractive yields and the potential for capital appreciation
Portfolio Management
Dan Fuss, CFA, CIC Matt Eagan, CFA Kathleen Gaffney, CFA Elaine Stokes
Total Fund Assets (as of 10/31/2011): $464.7 million
Lipper Category: High Current Yield Funds
Morningstar Category: High Yield Bond
Primary Benchmark: Barclays Capital US Corporate High Yield Bond Index
Goal: Seeks high total investment return
- Value driven, bottom up, opportunistic approach
- Allocations to out of benchmark securities provide value and diversification
- Long term investment horizon
- Invests primarily in lower-rated fixed income securities
- May invest any portion of its assets in securities of Canadian issuers
- May invest up to 50% of its assets in foreign currency-denominated securities, including those in emerging markets as well as in currency hedging transactions
- Mutual funds that invest in bonds can lose their value as interest rates rise and bond prices usually fall; investor can lose principal
- High yield securities are subject to a high degree of market and credit risk. In addition, the secondary market for these securities may lack liquidity, which in turn may adversely affect the value of these securities and that of the Fund
- Foreign investments involve special risks including greater economic, political and currency fluctuation risks, which may be even greater in emerging markets
- Securities issued by US Government agencies are not insured, and may not be guaranteed by the US Government
|
FUND FACTS as of 10/31/2011
| Ticker |
| Fund Inception |
| Class Inception |
| CUSIP |
| Minimum Initial Investment1 |
| Gross Expense Ratio2 |
| Net Expense Ratio2 |
| Net Asset Value as of 10/31/2011 |
| 30-Day SEC Yield as of 10/31/2011 | | Unsubsidized 30-Day SEC Yield as of 10/31/2011 |
|
| Ticker |
| Fund Inception |
| Class Inception |
| CUSIP |
| Minimum Initial Investment1 |
| Gross Expense Ratio2 |
| Net Expense Ratio2 |
| Net Asset Value as of 10/31/2011 |
| 30-Day SEC Yield as of 10/31/2011 | | Unsubsidized 30-Day SEC Yield as of 10/31/2011 |
|
| Ticker |
| Fund Inception |
| Class Inception |
| CUSIP |
| Minimum Initial Investment1 |
| Gross Expense Ratio2 |
| Net Expense Ratio2 |
| Net Asset Value as of 10/31/2011 |
| 30-Day SEC Yield as of 10/31/2011 | | Unsubsidized 30-Day SEC Yield as of 10/31/2011 |
| Ticker |
| Fund Inception |
| Class Inception |
| CUSIP |
| Minimum Initial Investment1 |
| Gross Expense Ratio2 |
| Net Expense Ratio2 |
| Net Asset Value as of 10/31/2011 |
| 30-Day SEC Yield as of 10/31/2011 | | Unsubsidized 30-Day SEC Yield as of 10/31/2011 |
| Fact Sheet | | Commentary | | Fund Application | |
| Ticker |
| Fund Inception |
| Class Inception |
| CUSIP |
| Minimum Initial Investment1 |
| Gross Expense Ratio2 |
| Net Expense Ratio2 |
| Net Asset Value as of 10/31/2011 |
| 30-Day SEC Yield as of 10/31/2011 | | Unsubsidized 30-Day SEC Yield as of 10/31/2011 |
|
Unsubsidized 30-day SEC yield is calculated using the gross expenses of the fund. Gross expenses do not include any fee waivers or reimbursement.
Investment return and principal value may fluctuate so that shares, when redeemed, may be worth more or less than their original cost.
Performance data quoted represents past performance and current returns may be higher or lower.
Past performance is no guarantee of future results.
Unlike net expense ratio, gross expense ratio does not reflect any potential reimbursement/waiver of expenses, if any, as stated in the most recent Fund prospectus.
Fund expenses and expense reductions are subject to change. Expense reductions are contractual and are set to expire 4/30/2012. Investors should consult the most
recent prospectus for more detailed information.
Frequent portfolio turnover may result in increased tax liabilities, which will reduce your overall return from the Fund.
|
1 For further detail regarding Minimum Initial Investment, please see the fund prospectus. 2 Unlike net expense ratio, gross expense ratio does not reflect any potential reimbursement/waiver of expenses, if any, as stated in the most recent Fund prospectus. Fund expenses and expense reductions are subject to change. Expense reductions are contractual and are set to expire 1/31/2012. Investors should consult the most recent prospectus for more detailed information. The Barclays Capital Global Aggregate ex-USD Bond Index covers the most liquid portion of the global investment grade fixed-rate bond market, including government, credit and collateralized securities. The liquidity constraint for all securities in the index is $300 million. Indexes are unmanaged, do not incur fees and it is not possible to invest directly in an index. Before investing, consider the fund's investment objectives, risks, charges, and expenses. You may obtain a prospectus or a summary prospectus, if available, containing this and other information on this web site. Read it carefully.
|
|
Monthly as of 10/31/2011
| Characteristics |
|
| Number of Issues |
313 |
| Average Maturity |
12.13 |
| Weighted Average Duration |
6.15 |
| Annual Turnover (9/30/2011) |
25% |
| Currency Distribution |
|
| U S Dollars |
85.97% |
| Canadian Dollar |
4.59% |
| Euro |
2.67% |
| New Zealand Dollar |
2.54% |
| Indonesian Rupiah |
2.48% |
| Brazilian Real |
0.61% |
| Australian Dollar |
0.53% |
| Norwegian Krone |
0.27% |
| Mexican Peso |
0.18% |
| Iceland Krona |
0.16% |
| Duration Distribution |
|
| Less than 1 Yr. |
3.42% |
| 1 to 3 Yrs. |
17.71% |
| 3 to 5 Yrs. |
17.90% |
| 5 to 7 Yrs. |
15.85% |
| 7 to 10 Yrs. |
15.39% |
| 10 Yrs. or more |
21.95% |
| Other |
0.00% |
| Cash & Equiv |
7.77% |
Top Ten Holdings as of 10/31/2011 |
% Assets |
| ONTARIO (PROVINCE OF) |
2.9% |
| ALGOMA ACQUISITION CORP 144A W/RTS |
1.7% |
| INTEL CORP CVT |
1.6% |
| LUCENT TECHNOLOGIES |
1.5% |
| CONNACHER OIL AND GAS 144A W/O RTS CAD |
1.4% |
| VERTEX PHARMACEUTICALS INC |
1.4% |
| INTEL CORP |
1.3% |
| TENET HEALTHCARE CORP |
1.3% |
| OLD REPUBLIC INTL CORP CVT |
1.3% |
| CIENA CORP CVT |
1.3% |
| Total |
15.6% |
|
| Sector Distribution |
|
| High Yield Credit |
42.02% |
| Convertibles |
19.42% |
| Non-US Dollar (Ex CAD) |
9.32% |
| Preferred/Equity |
8.61% |
| Investment Grade Credit |
6.76% |
| Canadian Dollar |
4.59% |
| Emerging Markets Debt |
0.43% |
| Bank Loans |
0.43% |
| CMBS |
0.27% |
| MBS |
0.24% |
| MUNI |
0.13% |
| Cash & Equivalents |
7.77% |
| Country Distribution |
|
| United States |
81.41% |
| Canada |
7.81% |
| Ireland |
1.60% |
| Australia |
1.45% |
| Indonesia |
1.15% |
| Spain |
1.06% |
| New Zealand |
1.01% |
| Bermuda |
0.67% |
| Korea, Republic Of |
0.66% |
| Other |
3.18% |
| Maturity Distribution |
|
| Less than 1 Yr. |
2.35% |
| 1 to 3 Yrs. |
14.83% |
| 3 to 5 Yrs. |
9.52% |
| 5 to 7 Yrs. |
19.92% |
| 7 to 10 Yrs. |
4.08% |
| 10 Yrs. or more |
41.53% |
| Other |
0.00% |
| Cash & Equiv |
7.77% |
| Credit Quality |
|
| Govt/Agency |
0.00% |
| Aaa |
2.21% |
| Aa |
4.99% |
| A |
5.29% |
| Baa |
11.92% |
| Ba |
20.55% |
| B |
27.86% |
| Caa & Lower |
6.64% |
| Not Rated |
12.77% |
| Cash & Equiv |
7.76% |
|
Credit Quality reflects the highest credit rating assigned to individual holdings of the fund among Moody's, S&P or Fitch; ratings are subject to change. The Fund's shares are not rated by any rating agency and no credit rating for Fund shares is implied. Cash & Equivalents reflects unsettled trades, fees and derivatives. Negative Cash & Equivalents reflects the market value of future trade commitments for the fund. In the Sector, Duration and Maturity distributions, the calculations are based on the specific traits of each security related to that distribution, which can result in variations of the Cash & Equivalents weightings. Due to rounding, quality, maturity, sector, currency, country and duration totals may not equal 100.00%. Before investing, consider the fund's investment objectives, risks, charges, and expenses. You may obtain a prospectus or a summary prospectus, if available, containing this and other information on this web site. Read it carefully.
|
|
Quarterly as of 9/30/2011
| Characteristics |
Fund |
Index |
| Number of Issues |
320 |
1885 |
| Average Maturity |
12.18 |
6.21 |
| Weighted Average Duration |
6.46 |
4.49 |
| Annual Turnover (9/30/2011) |
25% |
|
| Currency Distribution |
Fund |
Index |
| U S Dollars |
85.33% |
100.00% |
| Canadian Dollar |
4.87% |
0.00% |
| Euro |
2.88% |
0.00% |
| New Zealand Dollar |
2.64% |
0.00% |
| Indonesian Rupiah |
2.58% |
0.00% |
| Brazilian Real |
0.56% |
0.00% |
| Australian Dollar |
0.52% |
0.00% |
| Norwegian Krone |
0.28% |
0.00% |
| Mexican Peso |
0.18% |
0.00% |
| Iceland Krona |
0.17% |
0.00% |
| Duration Distribution |
Fund |
Index |
| Less than 1 Yr. |
2.95% |
1.74% |
| 1 to 3 Yrs. |
16.31% |
20.25% |
| 3 to 5 Yrs. |
20.72% |
41.94% |
| 5 to 7 Yrs. |
17.49% |
29.16% |
| 7 to 10 Yrs. |
18.32% |
4.73% |
| 10 Yrs. or more |
21.12% |
2.18% |
| Other |
0.00% |
0.00% |
| Cash & Equiv |
3.08% |
0.00% |
Top Ten Holdings as of 9/30/2011 |
% Assets |
| ONTARIO (PROVINCE OF) |
3.0% |
| ALGOMA ACQUISITION CORP 144A W/RTS |
1.8% |
| VERTEX PHARMACEUTICALS INC |
1.7% |
| CONNACHER OIL AND GAS 144A W/O RTS CAD |
1.6% |
| INTEL CORP CVT |
1.6% |
| LUCENT TECHNOLOGIES |
1.5% |
| OLD REPUBLIC INTL CORP CVT |
1.4% |
| CIENA CORP CVT |
1.3% |
| TENET HEALTHCARE CORP |
1.3% |
| ALBERTSONS INC |
1.2% |
| Total |
16.4% |
|
| Sector Distribution |
Fund |
Index |
| High Yield Credit |
45.07% |
99.67% |
| Convertibles |
19.96% |
0.00% |
| Non-US Dollar (Ex CAD) |
9.68% |
0.00% |
| Preferred/Equity |
8.57% |
0.00% |
| Investment Grade Credit |
7.13% |
0.00% |
| Canadian Dollar |
4.87% |
0.00% |
| Bank Loans |
0.49% |
0.00% |
| Emerging Markets Debt |
0.45% |
0.33% |
| CMBS |
0.29% |
0.00% |
| MBS |
0.27% |
0.00% |
| MUNI |
0.15% |
0.00% |
| Cash & Equivalents |
3.08% |
0.00% |
| Country Distribution |
Fund |
Index |
| United States |
80.73% |
87.91% |
| Canada |
8.18% |
2.37% |
| Ireland |
1.76% |
0.37% |
| Australia |
1.47% |
0.51% |
| Indonesia |
1.20% |
0.00% |
| New Zealand |
1.08% |
0.00% |
| Spain |
1.01% |
0.23% |
| Bermuda |
0.71% |
1.12% |
| Korea, Republic Of |
0.68% |
0.15% |
| Other |
3.17% |
7.33% |
| Maturity Distribution |
Fund |
Index |
| Less than 1 Yr. |
1.60% |
0.30% |
| 1 to 3 Yrs. |
13.43% |
8.81% |
| 3 to 5 Yrs. |
11.45% |
23.99% |
| 5 to 7 Yrs. |
21.06% |
29.28% |
| 7 to 10 Yrs. |
8.56% |
30.67% |
| 10 Yrs. or more |
40.81% |
6.95% |
| Other |
0.00% |
0.00% |
| Cash & Equiv |
3.08% |
0.00% |
| Credit Quality |
Fund |
Index |
| Govt/Agency |
0.00% |
0.00% |
| Aaa |
2.28% |
0.00% |
| Aa |
5.15% |
0.00% |
| A |
2.77% |
0.00% |
| Baa |
14.96% |
1.36% |
| Ba |
21.03% |
39.37% |
| B |
28.59% |
41.91% |
| Caa & Lower |
9.36% |
17.21% |
| Not Rated |
12.77% |
0.14% |
| Cash & Equiv |
3.08% |
0.00% |
|
Credit Quality reflects the highest credit rating assigned to individual holdings of the fund among Moody's, S&P or Fitch; ratings are subject to change. The Fund's shares are not rated by any rating agency and no credit rating for Fund shares is implied. Cash & Equivalents reflects unsettled trades, fees and derivatives. Negative Cash & Equivalents reflects the market value of future trade commitments for the fund. In the Sector, Duration and Maturity distributions, the calculations are based on the specific traits of each security related to that distribution, which can result in variations of the Cash & Equivalents weightings. Due to rounding, quality, maturity, sector, currency, country and duration totals may not equal 100.00%. Before investing, consider the fund's investment objectives, risks, charges, and expenses. You may obtain a prospectus or a summary prospectus, if available, containing this and other information on this web site. Read it carefully.
|
|